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Israel’s Intelligence Disaster… pic.twitter.com/vlYYpeMke0— Michael Novakhov (@mikenov) January 30, 2024
Day: January 30, 2024
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The News And Times Review – #NewsAndTimes – https://t.co/PHMNa5CDQU#News #Times #NT #TNT #Israel #World #USA #POTUS #DOJ #FBI #CIA #DIA #ODNI #Mossad #Netanyahu #Putin #Russia #GRU #Ukraine #SouthCaucasus #NewAbwehr #OSINT pic.twitter.com/nL95NYWzjS— Michael Novakhov (@mikenov) January 30, 2024
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Israel’s Intelligence Disaster … The Transformation of Diplomacy … The Rebirth of Russian Spycraft … Spycraft and Statecraft – via https://t.co/SNbj2gQlfo … Enemy drone that killed US troops in Jordan was mistaken for a US drone, preliminary report… pic.twitter.com/FHjS6tU4Q3— Michael Novakhov (@mikenov) January 30, 2024
Israel’s Intelligence Disaster
Hamas’s devastating terrorist attack against Israel has unleashed the most violent and serious conflict the country has seen in half a century. Already, at least 1,000 Israelis (and 14 U.S. citizens) have been killed. It is an astronomical number for such a small country—equivalent to 30,000 Americans. About 2,900 more Israelis have been injured and an estimated 150 others, including toddlers, grandmothers, and foreign nationals, have been taken hostage. Meanwhile, at least 900 Palestinians have been killed in the Gaza Strip, and another 4,500 have been injured.
These figures are likely to rise. Israeli Prime Minister Benjamin Netanyahu has declared war, launched deadly airstrikes on the Gaza Strip—a densely populated Palestinian area controlled by Hamas that has been blockaded by Egypt and Israel for 16 years—and vowed to turn Hamas strongholds into ruins. With Hamas rockets raining down on Israeli cities, Israeli shells bombarding Gaza, and Hamas fighters threatening to execute hostages, fears of a broader regional conflagration are mounting.
In these early days, the fog of war is thick, and it is hard to anticipate exactly how the conflict will unfold. But this much is already clear: Hamas’s attack came as a shocking surprise. Israel’s billion-dollar, high-tech Gaza border wall was easily and quickly breached. Early reports suggest that Hamas fighters used unsophisticated weapons to overrun border security with cheap drones, bulldozers, and bombs, and that they traveled to inflict violence and take hostages on paragliders, motorcycles, and in a golf cart. Yet this was not an amateur-hour operation. The assault came by air, land, and sea, and attackers fanned out to capture and kill across multiple sites simultaneously. That kind of large-scale sophisticated operation takes careful planning, coordination, time, and practice.
Israel’s leaders missed it.
It is hard to overstate the magnitude of this failure. Although lone wolf terrorist attacks are notoriously difficult to uncover, larger plots are more likely to leave digital traces and other telltale clues. What’s more, the possibility of Hamas attacking Israel was not some far-fetched, black swan event hatched by unknown adversaries in distant lands. This was a white swan event plotted by notorious terrorists next door. It was precisely the kind of worst-case disaster scenario that Israeli intelligence and defense officials were supposed to worry about, plan for, and prevent.
Hamas’s offensive is not the first time that a country has catastrophically missed an enemy attack. Japan launched a deadly surprise attack on Pearl Harbor in 1941, decimating the Pacific fleet, leading U.S. President Franklin Roosevelt to declare war, and ultimately giving rise to the Central Intelligence Agency. The CIA and other U.S. intelligence agencies squandered 23 chances to disrupt al Qaeda’s September 11 plot, which killed nearly 3,000 people, traumatized the United States, and led to the wars in Afghanistan and Iraq. Israel itself was caught by surprise almost 50 years ago to the day, when Egyptian and Syrian forces attacked it during a Jewish holiday and ignited the Yom Kippur War.
Although every surprise attack is unique, they have two features in common: they are, by definition, consequential events with cascading, long-term geopolitical consequences, and they are almost never really surprises. Postmortems invariably find that warning signs existed but were hard to identify before disaster struck. The question is why these signs were missed and how to do better the next time.
In the days to come, investigations will undoubtedly examine what went wrong in Israel and what lessons the Israeli government (and the rest of the world) should draw. To do so, analysts must determine whether it was intelligence agencies that failed or whether intelligence officers uncovered Hamas’s plans only for policymakers to ignore them. They need to figure out whether Israeli intelligence agencies understood that Hamas’s capabilities were changing, as well as determine the potential effect of Israel’s own domestic political crisis on adversary perceptions and actions. They need to evaluate whether Israeli intelligence officials have become too reliant on technology. And they need to understand what Hamas got so catastrophically right.
OPEN QUESTIONS
The first question facing Israel is whether this intelligence disaster was primarily a failure to warn or a failure to act. The number one mission of intelligence agencies is preventing strategic surprises. But for warnings to succeed, it is not enough for intelligence collectors and analysts to sound the alarm. Policymakers also have to take action. Weeks before Russia invaded Ukraine, for example, U.S. intelligence agencies released an unprecedented stream of detailed intelligence warning of Russian President Vladimir Putin’s impending attack. Yet even Ukrainian President Volodymyr Zelensky did not believe it. Zelensky’s courage under fire has been an inspiration for the world, and intelligence has proven pivotal to assisting Ukraine and rallying its allies since the war began. But it is worth asking how history might have unfolded differently if Zelensky and other world leaders had taken more action, or different actions, in response to the intelligence warnings—before disaster struck.
This problem is not new. In the Cuban missile crisis of 1962, U.S. spy agencies collected reams of intelligence over months indicating that Soviet arms shipments were heading to Cuba. But they concluded that Soviet officials would not dare place nuclear missiles there because they had never made such a risky deployment on foreign soil before. It was not until U-2 spy planes found incontrovertible evidence of nuclear missile sites in Cuba that United States intelligence officials realized they were wrong.
In the current conflict, Hamas attacked Israel with much greater sophistication and scale than ever before—a massive, discontinuous change. It will be important to unpack whether Israeli intelligence agencies saw this shift coming, whether they missed it, and, if so, why.
For warnings to succeed, it is not enough for intelligence agencies to sound the alarm.
Hamas is not the only entity that intelligence officials could have misjudged. Israeli intelligence might also have failed to understand Israel itself. Intelligence agencies, especially in democracies, focus their collection and analysis on understanding foreign adversaries. But domestic politics and problems can embolden enemies and alter their risk-reward calculus.
It is not enough for intelligence officials to understand “them.” Intelligence must also understand “us,” and how what happens in an agency’s own country can change enemy perceptions and behavior. Israeli intelligence agencies, for example, might not have known whether or how their country’s unprecedented domestic political crisis was perceived by its enemies, including Hamas. And the crisis may also have helped Hamas’s attack succeed. Israeli Prime Minister Benjamin Netanyahu’s proposed overhaul of Israel’s judiciary roiled Israeli society, leading to massive public protests. Hundreds of essential military reservists pledged to refuse to show up for duty if the overhaul passed. Investigators must ask whether this domestic turmoil weakened Israeli deterrence not only by influencing enemy perceptions but also by eroding Israel’s actual intelligence capabilities and military readiness.
Investigators should also look at Israeli intelligence methods—in particular, whether Israeli intelligence agencies relied too much on technology. Emerging technologies are transforming the world, as well as the ability of spy agencies to understand it. They are generating more threats, more speed, more data, more customers outside of governments who need intelligence, and more competitors in the open-source intelligence arena. In this technological era, intelligence agencies must understand and embrace new technologies faster and better to generate insight.
But like everything in intelligence, new tools carry risks as well as benefits. Chief among the risks is that spy agencies may end up placing too much weight on intelligence that is easier to obtain, measure, and analyze by technical means and not enough weight on intelligence that is more difficult to collect and impossible to quantify. In the lead-up to the war in Ukraine, for example, part of why U.S. intelligence agencies overestimated Russia’s military capabilities and underestimated Ukraine’s is because it was easier to count tanks and troops than assess will to fight. Intelligence agencies, in other words, counted too much on the things that could be counted.
The attack also appears to be a major Hamas counterintelligence success.
The Israeli government is known for its technological sophistication. According to The New York Times, for example, in 2021, Israel assassinated Iran’s top nuclear scientist as he was driving to his vacation house by using an AI-powered, remote-controlled machine gun that was operated via satellite and placed on the side of a road. An investigation into Hamas’s surprise attack should explore to what extent, if any, Israel’s technical prowess may have generated collection and analysis blind spots.
As analysts study this surprise attack, they should not just focus on what went wrong for Israel. The attack also appears to be a major Hamas counterintelligence success, and investigators must figure out what Hamas got right. They will have to determine how Hamas managed to keep such a large-scale, complex operation secret from one of the world’s best intelligence services.
It is possible, of course, that Hamas was more lucky than skilled, that the failure truly was Israel’s, and that Hamas did nothing remarkable to hide its intentions or capabilities. My research on September 11, for example, found that al Qaeda terrorists did not need fancy counterintelligence plans or even fake names to succeed. They just needed the CIA and the FBI to operate as they usually did. When the Cold War ended and the terrorist threat grew in the 1990s, these agencies failed to adapt their structures, incentives, and cultures to detect and defeat a new enemy. As a result, the CIA and the FBI missed nearly two dozen opportunities to penetrate and possibly stop the 9/11 plot. To give just one example, in early 2000, CIA officers identified two suspected terrorists who were attending an al Qaeda planning meeting in Malaysia, learned their full names, and discovered that one held a U.S. visa and the other had traveled to the United States. More than 50 CIA officials had access to this information, yet none of them told the State Department or the FBI for more than a year. One key reason for this failure is that before 9/11, there was no formal training, clear process, or priority placed on warning other government agencies about dangerous terrorists who might travel to the United States.
Those two men would go on to crash American Airlines Flight 77 into the Pentagon. For months, they plotted their attack while hiding in plain sight inside the United States, using their true names on a variety of documents, including rental agreements, credit cards, and the San Diego telephone directory. They even made contact with several targets of FBI counterterrorism investigations and at one point lived with an FBI informant, all unknown to the bureau. Inside the FBI, counterterrorism procedures and capabilities were lagging so far behind that a highly classified internal report issued shortly before September 11 gave all 56 FBI field offices in the United States a failing grade.
PAST AND FUTURE
Now is the time to fixate on the present, not the past. Israel is at war, and its urgent task is finding a pathway to peace, security, and healing. The right time to thoroughly investigate why a surprise attack succeeded is when the immediate threat has subsided.
But Israel will, eventually, need to examine what happened. Interrogating the past—systematically, thoughtfully, and independently—will be essential for enabling a more secure future for Israel and its people.
Answering these questions will also be essential for the United States. In today’s complex and uncertain threat landscape, American intelligence has never been more important. Washington must study Israel’s failures so that it does not repeat them.
Israel’s Intelligence Disaster
Hamas’s devastating terrorist attack against Israel has unleashed the most violent and serious conflict the country has seen in half a century. Already, at least 1,000 Israelis (and 14 U.S. citizens) have been killed. It is an astronomical number for such a small country—equivalent to 30,000 Americans. About 2,900 more Israelis have been injured and an estimated 150 others, including toddlers, grandmothers, and foreign nationals, have been taken hostage. Meanwhile, at least 900 Palestinians have been killed in the Gaza Strip, and another 4,500 have been injured.
These figures are likely to rise. Israeli Prime Minister Benjamin Netanyahu has declared war, launched deadly airstrikes on the Gaza Strip—a densely populated Palestinian area controlled by Hamas that has been blockaded by Egypt and Israel for 16 years—and vowed to turn Hamas strongholds into ruins. With Hamas rockets raining down on Israeli cities, Israeli shells bombarding Gaza, and Hamas fighters threatening to execute hostages, fears of a broader regional conflagration are mounting.
In these early days, the fog of war is thick, and it is hard to anticipate exactly how the conflict will unfold. But this much is already clear: Hamas’s attack came as a shocking surprise. Israel’s billion-dollar, high-tech Gaza border wall was easily and quickly breached. Early reports suggest that Hamas fighters used unsophisticated weapons to overrun border security with cheap drones, bulldozers, and bombs, and that they traveled to inflict violence and take hostages on paragliders, motorcycles, and in a golf cart. Yet this was not an amateur-hour operation. The assault came by air, land, and sea, and attackers fanned out to capture and kill across multiple sites simultaneously. That kind of large-scale sophisticated operation takes careful planning, coordination, time, and practice.
Israel’s leaders missed it.
It is hard to overstate the magnitude of this failure. Although lone wolf terrorist attacks are notoriously difficult to uncover, larger plots are more likely to leave digital traces and other telltale clues. What’s more, the possibility of Hamas attacking Israel was not some far-fetched, black swan event hatched by unknown adversaries in distant lands. This was a white swan event plotted by notorious terrorists next door. It was precisely the kind of worst-case disaster scenario that Israeli intelligence and defense officials were supposed to worry about, plan for, and prevent.
Hamas’s offensive is not the first time that a country has catastrophically missed an enemy attack. Japan launched a deadly surprise attack on Pearl Harbor in 1941, decimating the Pacific fleet, leading U.S. President Franklin Roosevelt to declare war, and ultimately giving rise to the Central Intelligence Agency. The CIA and other U.S. intelligence agencies squandered 23 chances to disrupt al Qaeda’s September 11 plot, which killed nearly 3,000 people, traumatized the United States, and led to the wars in Afghanistan and Iraq. Israel itself was caught by surprise almost 50 years ago to the day, when Egyptian and Syrian forces attacked it during a Jewish holiday and ignited the Yom Kippur War.
Although every surprise attack is unique, they have two features in common: they are, by definition, consequential events with cascading, long-term geopolitical consequences, and they are almost never really surprises. Postmortems invariably find that warning signs existed but were hard to identify before disaster struck. The question is why these signs were missed and how to do better the next time.
In the days to come, investigations will undoubtedly examine what went wrong in Israel and what lessons the Israeli government (and the rest of the world) should draw. To do so, analysts must determine whether it was intelligence agencies that failed or whether intelligence officers uncovered Hamas’s plans only for policymakers to ignore them. They need to figure out whether Israeli intelligence agencies understood that Hamas’s capabilities were changing, as well as determine the potential effect of Israel’s own domestic political crisis on adversary perceptions and actions. They need to evaluate whether Israeli intelligence officials have become too reliant on technology. And they need to understand what Hamas got so catastrophically right.
OPEN QUESTIONS
The first question facing Israel is whether this intelligence disaster was primarily a failure to warn or a failure to act. The number one mission of intelligence agencies is preventing strategic surprises. But for warnings to succeed, it is not enough for intelligence collectors and analysts to sound the alarm. Policymakers also have to take action. Weeks before Russia invaded Ukraine, for example, U.S. intelligence agencies released an unprecedented stream of detailed intelligence warning of Russian President Vladimir Putin’s impending attack. Yet even Ukrainian President Volodymyr Zelensky did not believe it. Zelensky’s courage under fire has been an inspiration for the world, and intelligence has proven pivotal to assisting Ukraine and rallying its allies since the war began. But it is worth asking how history might have unfolded differently if Zelensky and other world leaders had taken more action, or different actions, in response to the intelligence warnings—before disaster struck.
This problem is not new. In the Cuban missile crisis of 1962, U.S. spy agencies collected reams of intelligence over months indicating that Soviet arms shipments were heading to Cuba. But they concluded that Soviet officials would not dare place nuclear missiles there because they had never made such a risky deployment on foreign soil before. It was not until U-2 spy planes found incontrovertible evidence of nuclear missile sites in Cuba that United States intelligence officials realized they were wrong.
In the current conflict, Hamas attacked Israel with much greater sophistication and scale than ever before—a massive, discontinuous change. It will be important to unpack whether Israeli intelligence agencies saw this shift coming, whether they missed it, and, if so, why.
For warnings to succeed, it is not enough for intelligence agencies to sound the alarm.
Hamas is not the only entity that intelligence officials could have misjudged. Israeli intelligence might also have failed to understand Israel itself. Intelligence agencies, especially in democracies, focus their collection and analysis on understanding foreign adversaries. But domestic politics and problems can embolden enemies and alter their risk-reward calculus.
It is not enough for intelligence officials to understand “them.” Intelligence must also understand “us,” and how what happens in an agency’s own country can change enemy perceptions and behavior. Israeli intelligence agencies, for example, might not have known whether or how their country’s unprecedented domestic political crisis was perceived by its enemies, including Hamas. And the crisis may also have helped Hamas’s attack succeed. Israeli Prime Minister Benjamin Netanyahu’s proposed overhaul of Israel’s judiciary roiled Israeli society, leading to massive public protests. Hundreds of essential military reservists pledged to refuse to show up for duty if the overhaul passed. Investigators must ask whether this domestic turmoil weakened Israeli deterrence not only by influencing enemy perceptions but also by eroding Israel’s actual intelligence capabilities and military readiness.
Investigators should also look at Israeli intelligence methods—in particular, whether Israeli intelligence agencies relied too much on technology. Emerging technologies are transforming the world, as well as the ability of spy agencies to understand it. They are generating more threats, more speed, more data, more customers outside of governments who need intelligence, and more competitors in the open-source intelligence arena. In this technological era, intelligence agencies must understand and embrace new technologies faster and better to generate insight.
But like everything in intelligence, new tools carry risks as well as benefits. Chief among the risks is that spy agencies may end up placing too much weight on intelligence that is easier to obtain, measure, and analyze by technical means and not enough weight on intelligence that is more difficult to collect and impossible to quantify. In the lead-up to the war in Ukraine, for example, part of why U.S. intelligence agencies overestimated Russia’s military capabilities and underestimated Ukraine’s is because it was easier to count tanks and troops than assess will to fight. Intelligence agencies, in other words, counted too much on the things that could be counted.
The attack also appears to be a major Hamas counterintelligence success.
The Israeli government is known for its technological sophistication. According to The New York Times, for example, in 2021, Israel assassinated Iran’s top nuclear scientist as he was driving to his vacation house by using an AI-powered, remote-controlled machine gun that was operated via satellite and placed on the side of a road. An investigation into Hamas’s surprise attack should explore to what extent, if any, Israel’s technical prowess may have generated collection and analysis blind spots.
As analysts study this surprise attack, they should not just focus on what went wrong for Israel. The attack also appears to be a major Hamas counterintelligence success, and investigators must figure out what Hamas got right. They will have to determine how Hamas managed to keep such a large-scale, complex operation secret from one of the world’s best intelligence services.
It is possible, of course, that Hamas was more lucky than skilled, that the failure truly was Israel’s, and that Hamas did nothing remarkable to hide its intentions or capabilities. My research on September 11, for example, found that al Qaeda terrorists did not need fancy counterintelligence plans or even fake names to succeed. They just needed the CIA and the FBI to operate as they usually did. When the Cold War ended and the terrorist threat grew in the 1990s, these agencies failed to adapt their structures, incentives, and cultures to detect and defeat a new enemy. As a result, the CIA and the FBI missed nearly two dozen opportunities to penetrate and possibly stop the 9/11 plot. To give just one example, in early 2000, CIA officers identified two suspected terrorists who were attending an al Qaeda planning meeting in Malaysia, learned their full names, and discovered that one held a U.S. visa and the other had traveled to the United States. More than 50 CIA officials had access to this information, yet none of them told the State Department or the FBI for more than a year. One key reason for this failure is that before 9/11, there was no formal training, clear process, or priority placed on warning other government agencies about dangerous terrorists who might travel to the United States.
Those two men would go on to crash American Airlines Flight 77 into the Pentagon. For months, they plotted their attack while hiding in plain sight inside the United States, using their true names on a variety of documents, including rental agreements, credit cards, and the San Diego telephone directory. They even made contact with several targets of FBI counterterrorism investigations and at one point lived with an FBI informant, all unknown to the bureau. Inside the FBI, counterterrorism procedures and capabilities were lagging so far behind that a highly classified internal report issued shortly before September 11 gave all 56 FBI field offices in the United States a failing grade.
PAST AND FUTURE
Now is the time to fixate on the present, not the past. Israel is at war, and its urgent task is finding a pathway to peace, security, and healing. The right time to thoroughly investigate why a surprise attack succeeded is when the immediate threat has subsided.
But Israel will, eventually, need to examine what happened. Interrogating the past—systematically, thoughtfully, and independently—will be essential for enabling a more secure future for Israel and its people.
Answering these questions will also be essential for the United States. In today’s complex and uncertain threat landscape, American intelligence has never been more important. Washington must study Israel’s failures so that it does not repeat them.
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The Transformation of Diplomacy
We joined the U.S. Foreign Service nearly 40 years ago in the same entering class, but we took very different paths to get there. One of us grew up amid hardship and segregation in the Deep South, the first in her family to graduate from high school, a Black woman joining a profession that was still very male and very pale. The other was the product of an itinerant military childhood that took his family from one end of the United States to the other, with a dozen moves and three high schools by the time he was 17.
There were 32 of us in the Foreign Service’s class of January 1982. It was an eclectic group that included former Peace Corps volunteers, military veterans, a failed rock musician, and an ex–Catholic priest. None of us retained much from the procession of enervating speakers describing their particular islands in the great archipelago of U.S. foreign policy. What we did learn early on, and what stayed true throughout our careers, is that smart and sustained investment in people is the key to good diplomacy. Well-intentioned reform efforts over the years were crippled by faddishness, budgetary pressures, the overmilitarization of foreign policy, the State Department’s lumbering bureaucracy, a fixation on structure, and—most of all—inattention to people.
The Trump administration also learned early on that people matter, and so it made them the primary target of what the White House aide Steve Bannon termed “the deconstruction of the administrative state.” That is what has made the administration’s demolition of the State Department and so many other government institutions so effective and ruinous. Tapping into popular distrust of expertise and public institutions, President Donald Trump has made career public servants—government meteorologists, public health specialists, law enforcement professionals, career diplomats—convenient targets in the culture wars. Taking aim at an imaginary “deep state,” he has instead created a weak state, an existential threat to the country’s democracy and the interests of its citizens.
The wreckage at the State Department runs deep. Career diplomats have been systematically sidelined and excluded from senior Washington jobs on an unprecedented scale. The picture overseas is just as grim, with the record quantity of political appointees serving as ambassadors matched by their often dismal quality. The most recent ambassador in Berlin, Richard Grenell, seemed intent on antagonizing as many Germans as he could—not only with ornery lectures but also through his support for far-right political parties. The ambassador in Budapest, David Cornstein, has developed a terminal case of “clientitis,” calling Hungary’s authoritarian, civil-liberties-bashing leader “the perfect partner.” And the U.S. ambassador to Iceland, Jeffrey Ross Gunter, has churned through career deputies at a stunning pace, going through no fewer than seven in less than two years at his post.
In Washington, career public servants who worked on controversial issues during the Obama administration, such as the Iran nuclear negotiations, have been smeared and attacked, their careers derailed. Colleagues who upheld their constitutional oaths during the Ukraine impeachment saga were maligned and abandoned by their own leadership. In May, the State Department’s independent inspector general, Steve Linick, was fired after doing what his job required him to do: opening an investigation into Secretary of State Mike Pompeo’s alleged personal use of government resources. Battered and belittled, too many career officials have been tempted to go along to get along. That undercuts not only morale but also a policy process that depends on apolitical experts airing contrary views, however inconvenient they may be to the politically appointed leadership.
Pompeo in Washington, D.C., December 2019
Yuri Gripas / ReutersNot surprisingly, the Foreign Service has experienced the biggest drop in applications in more than a decade. Painfully slow progress on recruiting a more diverse workforce has slid into reverse. It is a depressing fact that today only four of the 189 U.S. ambassadors abroad are Black—hardly a convincing recruiting pitch for woefully underrepresented communities.
No amount of empty rhetoric about ethos and swagger can conceal the institutional damage. After four years of relentless attacks by the Trump administration and decades of neglect, political paralysis, and organizational drift, U.S. diplomacy is badly broken. But it is not beyond repair, at least not yet. What is needed now is a great renewal of diplomatic capacity, an effort that balances ambition with the limits of the possible at a moment of growing difficulties at home and abroad. The aim should be not to restore the power and purpose of U.S. diplomacy as it once was but to reinvent it for a new era. Accomplishing that transformation demands a focused, disciplined reform effort—one that is rooted in the people who animate U.S. diplomacy.
REFORM AND RENEWAL
The State Department is capable of reform. The challenge has always been to link that reform to wise statecraft and adequate funding. After 9/11, with uncommon speed and few additional resources, the department managed to retrofit itself to help prosecute the war on terrorism and take on the new imperatives of stabilization and reconstruction in Afghanistan and Iraq, along with smaller but still complex missions from sub-Saharan Africa to Southeast Asia. New training and incentives were put into play, and a generation of career Foreign Service officers was shaped by tours in conflict zones. Diplomats quickly became secondary players to the military, preoccupied with the kind of nation-building activities that were beyond the capacity of Americans to accomplish. It was easy to lose sight of the distinctive role of the U.S. Foreign Service—the classic, head-banging work of persuading senior national leaders to bridge sectarian divides and pursue a more inclusive political order while standing up for human rights.
Although the transformation of the State Department into a more expeditionary and agile institution was healthy in many respects, it was also distorting. It was tethered to a fundamentally flawed strategy—one that was too narrowly focused on terrorism and too wrapped up in magical thinking about the United States’ supposed power to transform regions and societies. It paid too little attention to a rapidly changing international landscape in which geopolitical competition with a rising China and a resurgent Russia was accelerating and mammoth global challenges, such as climate change, were looming. It also neglected what was happening at home—the powerful storms of globalization that had left many communities and parts of the economy underwater and would soon overwhelm the United States’ political levees.
After four years of attacks by the Trump administration, U.S. diplomacy is badly broken.
The contours of a new agenda for diplomatic reform have to flow from a sensible reinvention of the United States’ role in the world. The restoration of American hegemony is not in the cards, given China’s rise and the diffusion of global power. Retrenchment is similarly illusory, since the United States cannot insulate itself from outside challenges that matter enormously to its domestic health and security.
Instead, U.S. diplomacy has to accept the country’s diminished, but still pivotal, role in global affairs. It has to apply greater restraint and discipline; it must develop a greater awareness of the United States’ position and more humility about the wilting power of the American example. It has to reflect the overriding priority of accelerating domestic renewal and strengthening the American middle class, at a time of heightened focus on racial injustice and economic inequality. And it has to take aim at other crucial priorities. One is to mobilize coalitions to deal with transnational challenges and ensure greater resilience in American society to the inevitable shocks of climate change, cyberthreats, and pandemics. Another is to organize wisely for geopolitical competition with China.
INVESTING IN PEOPLE
The ultimate measure of any reform effort is whether it attracts, unlocks, retains, and invests in talent. The last thing the State Department needs is another armada of consultants descending on Foggy Bottom with fancy slide decks full of new ideas about how the department should look. It’s time to focus on—and listen to—the people who drive U.S. diplomacy: the Foreign Service professionals who rotate through posts around the world, the civil service employees whose expertise anchors the department at home, and the foreign-national staff who drive so much of the work of U.S. embassies and consulates.
To start, the United States needs a top-to-bottom diplomatic surge. The Trump administration’s unilateral diplomatic disarmament is a reminder that it is much easier to break than to build. The country doesn’t have the luxury of waiting for a generational replenishment, marking time as new recruits slowly work their way up the ranks. Since 2017, nearly a quarter of the senior Foreign Service has left. That includes the departure of 60 percent of career ambassadors, the equivalent of four-star generals in the military. In the junior and midcareer ranks, the picture is also bleak. According to the Federal Employee Viewpoint Survey, as many as a third of current employees in some parts of the State Department are considering leaving—more than double the share in 2016.
The United States needs a top-to-bottom diplomatic surge.
A diplomatic surge will have to incorporate ideas that in the past have seemed heretical to the department and its career staff but that today are inescapable. These include bringing back select personnel with critical expertise who were forced out over the past four years; creating midcareer pathways into the Foreign Service, including lateral entry from the civil service; and offering opportunities for Americans with unique skills (in new technologies or global health, for example) to serve their country through fixed-term appointments. Another useful initiative would be to create a “diplomatic reserve corps” made up of former Foreign Service and civil service midlevel officers and spouses with professional experience who could take on shorter or fixed-term assignments abroad and in Washington. Still another idea would be to create an ROTC-like program for college students, an initiative that would broaden understanding of the diplomatic profession across society and provide financial support to those preparing for diplomatic careers.
All these ideas would have landed in the “too hard” pile when we were serving. But the reality today is that the State Department simply cannot afford to continue its bad habits of offering inflexible career tracks, imposing self-defeating hiring constraints, and encouraging tribal inbreeding among its cloistered ranks.
Another major priority is the need to treat the lack of diversity in the diplomatic corps as a national security crisis. It not only undermines the power of the United States’ example; it also suffocates the potential of the country’s diplomacy. Study after study has shown that more diverse organizations are more effective and innovative organizations. At the very moment when American diplomacy could benefit most from fresh perspectives and a closer connection to the American people, the diplomatic corps is becoming increasingly homogeneous and detached, undercutting the promotion of American interests and values.
Another priority is the need to treat the lack of diversity in the diplomatic corps as a national security crisis.
The top four ranks of the Foreign Service are whiter today than they were two decades ago; only ten percent are people of color. Just seven percent of the overall Foreign Service is made up of Black people, and just seven percent are Hispanic—well below each group’s representation in the U.S. labor force. Meanwhile, the Trump administration has reversed a more than quarter-century-long push to appoint more female ambassadors. Overall female representation in the Foreign Service remains roughly the same today as it was in 2000—still 25 percent below female representation in the wider U.S. labor force. These trends have effectively undone much of the progress made following the settlement of two class-action discrimination suits shortly after we entered the Foreign Service.
The State Department should make an unambiguous commitment that by 2030, America’s diplomats will, at long last, resemble the country they represent. Achieving this goal will require making diversity a key feature of the diplomatic surge at every point along the career pipeline. It will demand an unshakable commitment to diverse candidates and gender parity in senior appointments. And it will require the State Department’s leadership to hold itself accountable by not only getting departmental data in order and making the information accessible to the public but acting on it, as well, with clear annual benchmarks for progress. Lower promotion rates for racial and ethnic minorities and the precipitous drop-off in the number of women and minorities in the senior ranks are flashing red warning lights of structural discrimination.
The State Department ought to invest much more in mentorship, coaching, and diversity and inclusion training. It has to make its career track more responsive to the expectations of today’s workforce for a work-life balance rather than perpetuate the imbalance that has prevented too many talented Americans—disproportionally those from underrepresented groups—from serving their country. The department has to pay more attention to the particular hazards facing minorities serving overseas, including LGBTQ employees. And it has to revise its promotion criteria to require personnel to foster diverse, inclusive, and equitable workplaces.
The top four ranks of the Foreign Service are whiter today than they were two decades ago.
To succeed in both a serious diplomatic surge and a historic new campaign for diversity and inclusion, the department must commit to winning the war for talent. The entrance exams to the Foreign Service are designed to weed out candidates rather than recruit the most talented ones. Too much of a premium is placed on written and oral examinations and too little on a candidate’s résumé, academic performance, skills, expertise, and life experiences. The whole process can seem interminable—taking as long as two years from start to finish and inadvertently benefiting candidates who have the means to hold out. After hiring their diplomats, the most effective diplomatic services spend up to three years training them. The Foreign Service Institute still spends only six weeks testing the mettle of its recruits; the only real difference from our experience many years ago is that the tedious lectures now feature PowerPoint presentations.
Once on assignment, there is no rigorous, doctrinal approach to the art of diplomacy and no system for after-action reviews. The personnel evaluation process consumes three months of an officer’s time, with no commensurate accountability for, let alone improvement in, individual or collective performance. Opportunities for midcareer graduate or professional education are scarce and carry little weight with promotion panels. The effect is often to penalize employees who receive extra training or undertake assignments to other agencies or to Congress. They should be rewarded instead.
Senior leadership positions are increasingly out of reach for career personnel. Over the past few decades, the proportion of political appointees to career appointees at the State Department, reaching down to the deputy assistant secretary level, has grown far higher than at any other national security agency. That worrisome trend—like so many others during the Trump era—has worsened dramatically. Today, only one of the 28 positions at the assistant secretary level at the State Department is filled by an active-duty career officer confirmed by the U.S. Senate—the lowest number ever. A record share of ambassadors are also political appointees as opposed to professional diplomats, a significant blow to morale and to diplomatic effectiveness. In a reformed State Department, at least half the assistant secretary jobs and three-quarters of the ambassadorial appointments should be held by well-qualified career officers. The remaining political appointments should be driven by substantive qualifications and diversity considerations, not campaign donations.
Political appointments should be driven by qualifications and diversity considerations, not campaign donations.
To unlock its potential, the State Department must increase its staffing pipelines to deepen its officers’ command of core diplomatic skills and fluency in areas of growing importance, such as climate change, technology, public health, and humanitarian diplomacy. In the traditional area of economics, the State Department must strengthen its capabilities significantly—working closely with the Commerce and Treasury Departments—and promote the interests of American workers with the same zeal with which it has promoted the interests of corporate America.
The State Department also needs to rethink how and where it invests in language studies. One out of every four positions designated as requiring foreign-language skills is filled by an officer who does not in fact meet the minimum language requirements. The State Department trains nearly twice as many Portuguese speakers as it does Arabic or Chinese speakers. It should expand opportunities for midcareer graduate studies and incentivize continuous learning as a requirement for promotion. It should also streamline the evaluation process by determining personnel assignments on the basis of performance, expertise, and leadership development rather than through a process of competitive, careerist bidding built on connections and “corridor,” or word-of-mouth, reputations.
A NEW CULTURE
Part of investing in people means investing in the technology that allows them to realize their full potential. A more digital, agile, collaborative, and data-centric diplomatic corps depends on more robust and secure communications tools. Today, too many diplomats lack access to classified systems and technology, especially on the road. That leaves them more vulnerable to foreign intelligence and unable to keep up with other U.S. national security agencies. The COVID-19 pandemic has thrown into sharp relief the need to reimagine how to conduct diplomacy remotely or virtually.
Technology can no longer be seen as a luxury good for diplomacy. The last big technological push at the State Department came during Colin Powell’s tenure as secretary of state, nearly two decades ago, when the department began to set aside its mini-fridge-sized desktop computers and move cautiously into the modern age. It is long past time for another major effort. To enhance the department’s technological platforms, the State Department should appoint a chief technology officer reporting directly to the secretary of state. That official should work with the U.S. Digital Service—an information technology consulting group within the executive branch that was created in 2014—to make internal systems, foreign aid, and public diplomacy more effective. Just as the department’s chief economist helps diplomats understand the impact of global economic trends on U.S. interests, the chief technology officer should help diplomats grapple with disruptive technologies and leverage private-sector talent.
But technology is not the only—or the most important—aspect of the State Department’s culture that must change. A systemic reluctance to tolerate physical risk has led to the proliferation of fortress-style embassies that can trap personnel behind chancery walls and isolate them from the people they should be meeting, not only foreign officials but also members of civil society. This has also led to an ever-growing number of posts where officers can’t be joined by family members, shorter tours, misaligned assignment incentives, lower morale, and less effective diplomacy.
A torpid bureaucratic culture is no less significant. Policy information and recommendations often amass 15 or more sign-offs before reaching the secretary of state’s office, suffocating initiative and stifling debate. Unstaffed Foreign Service positions create an imbalance between Washington and the field that prevents decentralized decision-making. And a rigid promotion structure incentivizes careerism over political or moral bravery.
Technology can no longer be seen as a luxury good for diplomacy.
A seismic cultural shift is needed to create a more upstanding, courageous, and agile institution, with greater tolerance for risk and a simplified, decentralized decision-making process. The State Department must get out of its own way—delegating responsibility downward in Washington and outward to qualified chiefs of mission overseas and reducing the number of undersecretaries and top-level staff members to avoid duplicative authority and inefficiencies. Initiative should be prized, and the passive-aggressive habit of waiting for guidance from above should be discouraged.
The department ought to discard the current cumbersome process for clearing papers and policy recommendations and start from scratch. A new, more flexible framework would allow expertise in Washington and in the field to be quickly distilled into cogent policy proposals and would grant embassies in the field more autonomy to implement the resulting decisions. The State Department’s leaders must also offer political top cover for constructive dissent, supplanting the corrosive “keep your head down” culture with an “I have your back” mentality—in other words, the exact opposite of how the State Department treated its diplomats during the 2019 impeachment hearings.
CHANGE THAT LASTS
Any effort to reform the State Department should start from within. It should focus in the first year of a new administration or a new term on what can be accomplished under existing authorities and without significant new appropriations. That is the moment of greatest opportunity to set a new direction—and the moment of greatest vulnerability to the habitual traps of bureaucratic inertia, overly elaborate and time-consuming restructuring plans, partisan bickering, and distracting forays into the capillaries of reform rather than its arteries.
If the department can take the initiative and demonstrate progress on its own, that would be the best advertisement for sustained congressional support and White House backing for a new emphasis on diplomacy. It would be the best way to show that U.S. diplomats are ready to earn their way back to a more central role. It could help generate momentum for a rebalancing of national security budget priorities at a moment when U.S. rivals are not standing still; in recent years, the Chinese have doubled their spending on diplomacy and greatly expanded their presence overseas.
A rigid promotion structure incentivizes careerism over political or moral bravery.
With a sturdy foundation of reforms laid, the next step would be to codify them in the first major congressional legislation on U.S. diplomacy in 40 years. The last Foreign Service Act, passed in 1980, modernized the mission and structure of the State Department, building on acts from 1924 and 1946. A new act would be crucial to making reforms durable. It would also help shape a style of diplomacy that is fit for an increasingly competitive international landscape and better equipped to serve the priority of domestic renewal. Serious, lasting transformation of U.S. diplomacy will be very hard. But it matters enormously to the future of American democracy in an unforgiving world.
We both bear the professional scars, and have enjoyed the rewards, of many eventful years as career diplomats. We saw plenty of examples of skill and bravery among our colleagues in hard situations around the world—from the horrific genocidal violence of Rwanda and the epic turmoil of post-Soviet Russia in the 1990s to the later challenges of ambassadorial postings in Liberia after its civil war and in Jordan in the midst of a once-in-a-half-century royal succession. We saw how U.S. diplomats can produce tangible results, whether by holding secret talks with adversaries, mobilizing other countries to ease the plight of refugees, or promoting American jobs and economic opportunities.
Through it all, however, we still remember vividly the sense of possibility and shared commitment to public service that drew the two of us and 30 other proud Americans to our Foreign Service entering class all those years ago. Today, there is a new generation of diplomats capable of taking up that challenge—if only they are given a State Department and a mission worthy of their ambitions and of the country they will represent.
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